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Sony Global - Stock Information
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Investor Relations

Japanese

Stock Information

Number of Shares Issued

As of March 31, 2018
Total number of shares authorized to be issued Total number of shares issued Number of shareholders
Common Stock 3,600,000,000 1,266,552,149 499,291

Ownership and Distribution of Shares

  2015
(As of March 31, 2016) 		2016
(As of March 31, 2017) 		2017
(As of March 31, 2018)
  Number of Shareholders Number of Shares Held (in thousands) Percentage to Total Shares in Issue Number of Shareholders Number of Shares Held (in thousands) Percentage to Total Shares in Issue Number of Shareholders Number of Shares Held (in thousands) Percentage to Total Shares in Issue
Foreign Institutions and Individuals 1,444 690,096 54.7% 1,492 733,120 58.0% 1,680 728,875 57.5%
Japanese Financial Institutions 122 262,710 20.8% 126 275,936 21.8% 162 289,727 22.9%
Japanese Individuals and Others 562,266 253,827 20.1% 500,812 216,647 17.2% 494,420 206,364 16.3%
Other Japanese Corporations 3,189 29,714 2.3% 2,811 20,049 1.6% 2,931 18,167 1.4%
Japanese Securities Firms 100 26,147 2.1% 77 18,012 1.4% 98 23,420 1.9%
Total 567,121 1,262,494 100% 505,318 1,263,764 100% 499,291 1,266,552 100%

Historical Data

If you need any further information, please download the Historical Data.

Major Shareholders

As of March 31, 2018
Name Number of
Shares Held
(in thousands) 		Percentage of
Shares Held
1 Citibank as Depositary Bank for Depositary Receipt Holders (Note 1) 113,647 9.0%
2 Japan Trustee Services Bank, Ltd. (Trust Account) (Note 2) 75,883 6.0%
3 The Master Trust Bank of Japan, Ltd. (Trust Account) (Note 2) 73,754 5.8%
4 JPMorgan Chase Bank 380055 (Note 3) 62,671 5.0%
5 State Street Bank and Trust Company (Note 3) 28,826 2.3%
6 Japan Trustee Services Bank, Ltd. (Trust Account 5) (Note 2) 25,537 2.0%
7 State Street Bank West Client - Treaty 50523 (Note 3) 23,257 1.8%
8 Japan Trustee Services Bank, Ltd. (Trust Account 1) (Note 2) 18,962 1.5%
9 Japan Trustee Services Bank, Ltd. (Trust Account 2) (Note 2) 18,683 1.5%
10 Japan Trustee Services Bank, Ltd. (Trust Account 7) (Note 2) 18,406 1.5%
  • (Note 1) Citibank as Depositary Bank for Depositary Receipt Holders is the nominee of Citibank, N.A.
  • (Note 2) The shares held by each shareholder are held in trust for investors, including shares in securities investment trusts.
  • (Note 3) Each shareholder provides depositary services for shares owned by institutional investors, mainly in Europe and North America. They are also the nominees for these investors.
  • (Note 4) In the calculation of the percentage, 1,127,401 shares recorded on the register of shareholders as treasury stock held by the Corporation are excluded.

Stock Exchange Listings

(Japanese)
Name Date of Listing
Tokyo Stock Exchange December 1, 1958
(Overseas)
Name Date of Listing
New York Stock Exchange September 17, 1970

Stock Acquisition Rights (SARs)

As of March 31, 2018
Name
(Date of issuance) 		Exercise period Total number
of SARs
issued 		Number of shares to be issued or transferred Exercise price Percentage of SARs exercised
The sixteenth series of Common Stock Acquisition Rights
(November 18, 2008) 		11/18/2009
~11/17/2018 		1,106 110,600 ￥ 2,987 76.2%
The seventeenth series of Common Stock Acquisition Rights
(November 18, 2008) 		11/18/2009
~11/17/2018 		4,007 400,700 U.S.$ 30.24 61.8%
The eighteenth series of Common Stock Acquisition Rights
(December 9, 2009) 		12/9/2010
~12/08/2019 		2,339 233,900 ￥ 2,595 51.6%
The nineteenth series of Common Stock Acquisition Rights
(December 9, 2009) 		12/9/2010
~12/08/2019 		8,037 803,700 U.S.$ 29.56 28.0%
The twentieth series of Common Stock Acquisition Rights
(November 18, 2010) 		11/18/2011
~11/17/2020 		2,945 294,500 ￥ 2,945 42.3%
The twenty-first series of Common Stock Acquisition Rights
(November 18, 2010) 		11/18/2011
~11/17/2020 		8,269 826,900 U.S.$ 35.48 20.2%
The twenty-second series of Common Stock Acquisition Rights
(November 22, 2011) 		11/22/2012
~11/21/2021 		2,041 204,100 ￥ 1,523 71.6%
The twenty-third series of Common Stock Acquisition Rights
(November 22, 2011) 		11/22/2012
~11/21/2021 		8,632 863,200 U.S.$ 19.44 38.9%
The twenty-fourth series of Common Stock Acquisition Rights
(December 4, 2012) 		12/4/2013
~12/3/2022 		1,256 125,600 ￥ 932 80.6%
The twenty-fifth series of Common Stock Acquisition Rights
(December 4, 2012) 		12/4/2013
~12/3/2022 		4,502 450,200 U.S.$ 11.23 51.7%
The twenty-sixth series of Common Stock Acquisition Rights
(November 20, 2013) 		11/20/2014
~11/19/2023 		4,450 445,000 ￥ 2,007 44.2%
The twenty-seventh series of Common Stock Acquisition Rights
(November 20, 2013) 		11/20/2014
~11/19/2023 		5,075 507,500 U.S.$ 20.01 42.9%
The twenty-eighth series of Common Stock Acquisition Rights
(November 20, 2014) 		11/20/2015
~11/19/2024 		5,929 592,900 ￥ 2,410.5 28.8%
The twenty-ninth series of Common Stock Acquisition Rights
(November 20, 2014) 		11/20/2015
~11/19/2024 		4,984 498,400 U.S.$ 20.67 37.1%
The thirtieth series of Common Stock Acquisition Rights
(November 19, 2015) 		11/19/2016
~11/18/2025 		10,285 1,028,500 ￥ 3,404 11.2%
The thirty-first series of Common Stock Acquisition Rights
(November 19, 2015) 		11/19/2016
~11/18/2025 		7,878 787,800 U.S.$ 27.51 18.5%
The thirty-second series of Common Stock Acquisition Rights
(November 22, 2016) 		11/22/2017
~11/21/2026 		14,960 1,496,000 ￥ 3,364 0.6%
The thirty-third series of Common Stock Acquisition Rights
(November 22, 2016) 		11/22/2017
~11/21/2026 		14,154 1,415,400 U.S.$ 31.06 4.0%
The thirty-fourth series of Common Stock Acquisition Rights
(November 21, 2017) 		11/21/2018 ~11/20/2027 13,807 1,380,700 ￥ 5,231 -
The thirty-fifth sheries of Common Stock Acquisition Rights
(November 21, 2017) 		11/21/2018
~11/20/2027 		15,078 1,507,800 U.S.$ 45.73 -
The thirty-sixth series of Common Stock Acquisition Rights
(Febrary 28, 2018) 		2/28/2019
~2/27/2028 		175 17,500 ￥ 5,442 -
The thirty-seventh series of Common Stock Acquisition Rights
(Febrary 28, 2018) 		2/28/2019
~2/27/2028 		150 15,000 U.S.$ 50.39 -
  • (Note) All series of Stock Acquisition Rights were issued for the purpose of granting stock options. No cash payment was required for the allocation.
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